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Legal Disclaimers & Privacy Policy

Basis Anchor Technologies LLC

Last Updated: March 2026

1. Nature of Service

Basis Anchor Technologies LLC ("Basis Anchor," "Company," "we," or "us") is a financial technology company that develops and operates proprietary quantitative signal generation software.

Basis Anchor is not, and does not operate as:

  • • A registered investment adviser under the Investment Advisers Act of 1940
  • • A broker-dealer registered with FINRA or the SEC
  • • A commodity trading adviser or commodity pool operator registered with the CFTC
  • • A financial planner, analyst, or fiduciary of any kind

No content, signal, alert, output, or communication produced by Basis Anchor or its systems constitutes investment advice, a recommendation to buy or sell any security or derivative, or a solicitation of any transaction. No advisory, fiduciary, or client relationship is created between Basis Anchor and any user of this platform.

2. Informational Purpose Only

All signals, alerts, scores, metrics, and data outputs generated by the Basis Anchor platform are provided strictly for informational purposes. They are produced by automated algorithmic and machine learning models and are subject to:

  • • Model error and algorithmic limitations
  • • Data inaccuracies from third-party sources
  • • System latency, outages, or failures
  • • Rapidly changing market conditions that may render signals obsolete

Users are solely and exclusively responsible for all investment and trading decisions. Basis Anchor does not consider any user's individual financial situation, investment objectives, risk tolerance, tax status, or any other personal factors in generating signals.

3. Options Trading Risk Disclosure

Options trading involves a high degree of risk and is not appropriate for all investors. Before trading options, you should carefully consider your experience, financial objectives, and risk tolerance.

Specific risks include but are not limited to:

  • • Loss of entire premium paid for long options
  • • Obligation to purchase or sell securities upon assignment of short options
  • • Covered call strategies cap upside potential on underlying equity positions
  • • Cash-secured puts create an obligation to purchase shares at the strike price regardless of market price at expiration
  • • Early assignment risk prior to expiration
  • • Liquidity risk — options may be difficult to close at favorable prices
  • • Gap risk — underlying securities may open significantly above or below strike prices

Options are leveraged instruments. Losses can be substantial and can exceed initial investment in certain strategy configurations.

4. Earnings & Event Data Disclaimer

Earnings dates, dividend dates, and other corporate event data referenced in Basis Anchor signals are sourced from third-party data providers and are estimates only. This data may be inaccurate, incomplete, or subject to change without notice.

Users must independently verify all earnings dates and material corporate events through official sources — including the company's Investor Relations website and SEC EDGAR filings — before executing any transaction. Basis Anchor assumes no liability for losses arising from reliance on event date estimates.

5. Past Performance Disclaimer

Past signal performance, historical model results, and any backtested data presented on this platform are for illustrative purposes only and do not guarantee, predict, or imply future results.

Hypothetical and backtested performance results have inherent limitations. They are prepared with the benefit of hindsight, do not reflect actual trading, and cannot account for:

  • • Transaction costs and brokerage commissions
  • • Bid-ask spread and market impact
  • • Liquidity constraints
  • • Slippage and execution variance
  • • Real-time market conditions

There is no guarantee that any signal, strategy, or model will achieve results comparable to historical or hypothetical performance.

6. Tax Considerations

Certain options strategies, including covered calls, may have tax implications including but not limited to:

  • • Alteration of holding periods on underlying equity positions
  • • Triggering of short-term or long-term capital gains upon assignment or closing
  • • Wash sale rule considerations

Basis Anchor does not provide tax advice. No signal, output, or feature of this platform should be construed as tax guidance or optimization. Users should consult a qualified tax professional regarding the tax treatment of any options strategy before executing any transaction. Basis Anchor makes no representation and assumes no liability regarding any tax consequences arising from use of this platform.

7. Limitation of Liability

To the maximum extent permitted by applicable law, Basis Anchor Technologies LLC, its members, managers, employees, contractors, and affiliates shall not be liable for any:

  • • Direct, indirect, incidental, consequential, special, or punitive damages
  • • Trading losses or missed opportunities
  • • Errors, omissions, or inaccuracies in signals
  • • System downtime, data failures, or delayed delivery of alerts
  • • Actions taken or not taken based on any signal or communication

This limitation applies regardless of the theory of liability and even if Basis Anchor has been advised of the possibility of such damages. Your sole remedy for dissatisfaction with the platform is to discontinue use.

8. Privacy Policy

Information We Collect

When you register for access, we collect:

  • • Name and email address
  • • Equity symbols you select for monitoring
  • • Signal interaction data (alert delivery confirmation and user-initiated trade tracking responses)

We do not collect, store, or have access to:

  • • Brokerage account credentials or data
  • • Portfolio holdings or account balances
  • • Social Security numbers or financial account numbers
  • • Payment information

How We Use Your Information

Your information is used exclusively to:

  • • Deliver signal alerts to your registered email address
  • • Filter alerts to your selected symbols
  • • Generate aggregate, anonymized platform analytics to improve model performance

We do not sell, rent, license, or share your personal information with any third party for marketing or commercial purposes.

Third-Party Service Providers

We use the following categories of third-party services to operate this platform:

  • • Email delivery infrastructure
  • • Website hosting and analytics
  • • Market data providers

These providers access your data only as necessary to perform services on our behalf and are contractually prohibited from using your data for any other purpose.

Cookies & Tracking

This website may use cookies and similar tracking technologies for basic functionality and analytics purposes. You may disable cookies in your browser settings; however, certain features may not function properly as a result.

Your Data Rights

Depending on your jurisdiction, you may have rights to:

  • • Access the personal data we hold about you
  • • Request correction of inaccurate data
  • • Request deletion of your personal data
  • • Withdraw consent to data processing
  • • Opt out of communications at any time

To exercise any of these rights, contact us at: legal@basisanchor.com

California Residents (CCPA)

California residents have the right to know what personal information is collected, request deletion, and opt out of the sale of personal information. Basis Anchor does not sell personal information. To submit a CCPA request, contact legal@basisanchor.com.

Data Retention

We retain your personal data only as long as necessary to provide the service or as required by applicable law. You may request deletion of your data at any time by contacting us.

9. Governing Law & Disputes

These terms are governed by the laws of the State of Delaware, without regard to its conflict of law provisions. Any dispute arising from use of this platform shall be resolved exclusively in the courts or through arbitration proceedings located in Delaware.

10. Modifications

Basis Anchor reserves the right to modify these disclosures and policies at any time. Material changes will be communicated via email to registered users. Continued use of the platform following notice of changes constitutes acceptance of the updated terms.

© 2026 Basis Anchor Technologies LLC. All rights reserved.
For informational purposes only. Not investment advice.

Contact: legal@basisanchor.com